Tencor scandal options backdating


19-Aug-2017 10:02

In a May 29, 2007 Executive Order (here), Spitzer formed the New York Commission to Modernize the Regulation of Financial Services.

It now appears, in addition to “sue the gatekeeper,” that “ article entitled “On Judge’s Advice, Brocade Drops Wilson Sonsini” (here) discusses a number of cases in which companies and individuals who are defending themselves against allegations of options-related misconduct have attempted to blame alleged improprieties on outside lawyers and accountants.

According to a May 30, 2007 article entitiled “Now, Spitzer Is Warming to Wall St.” (here), the Bloomberg/Schumer report “focused on the patchwork of federal and state regulation,” whereas Spitzer’s Commission will be “focused, at least initially, on trying to rationalize outdated state regulations.” New York currently has four departments responsible for regulating financial service in New York.